Rudolf Steiner begins his second lecture in Spiritual
Science and Medicine by reminding us of the attempt to observe polarities that
govern the human organism: the forces of gravity vs. levity in the skeleton,
and the analogous chemical reactions that are either alkaline or acid occurring
in human muscle metabolism. As we look into these polarities we have to attempt
the journey to an extraterrestrial realm, passing through the point where
pressure holds sway and entering through our thinking activity into the
ether-realms where suction prevails. Attempts to follow vector analysis or the
intricate dance of extraterrestrial chemistry allow this etheric realm of
light, life, and ordering activity to become active within us as we turn our
thinking virtually inside out.
Steiner next turns to the human heart in a further step
along the path exploring the polarities in the human being and the awakening of
an inner activity appropriate to taking such a step. In but a few sentences he
presents two polar pictures of the heart: "It is regarded as a kind of
pump, to send the blood into the various organs," and then, "The most
important fact about the heart is that its activity is not a cause but an
effect." In the course of a few sentences we are asked to hold in our
minds these two pictures of the heart: first as a cause, as a pump whose effect
is to move the blood by pressure to the organs; and second, as an effect, as
something that receives or absorbs the blood whose movement is caused elsewhere
by suction at the periphery.
In moving between these two pictures, the same kind of inner
activity is demanded of us as was required to try to perceive the forces of
levity in the human skeleton and the extraterrestrial dispersing forces in a
muscle's acidity during movement. To make the inward journey so quickly from
the heart as pump to the heart as an inner sense organ, from pressure to
suction, creates within us a kind of image-vortex such as is created when we
stir fluid very rapidly, then suddenly change direction. When this is done, we
see the form of the heart created by this gesture in the water.
What we will attempt here, then, is to stir the sluggish
water first in one direction, then in the other, then yet again in another, and
hope to create in this way an image of the heart's activity and not just
confusion! We will investigate what William Harvey had to say about the heart,
for he was among the first physicians to present the picture of the heart as
the source of movement within a circular pathway of the blood, and as such he
really established a threshold in the history of physiology. Most books on Harvey either take their
starting-point from his brilliant discovery or finish with his world-shaking
treatise on the circulation of the blood, Exercitatio anatomica de motu Gordis
et sanguinis in animalibus, published in 1628. In our age, however, we are so
imbued with Harvey's picture that it is
difficult to un-think his view and to try to live into whatever picture there
may have been before Harvey
revolutionized physiology. It is quite easy for us to see instantly a certain
logic in what Harvey
conceived for the first time, but how can we stir the water for a moment in the
other direction to unthink the heart as a pumping mechanism?
The predominant view of the heart and blood circulation that
endured from ancient times until Harvey can be
grasped through the image synthesized by Galen, the so-called Prince of
Physicians, for his view was held essentially unmodified from 200 A.D. until Harvey's discoveries in
the seventeenth century. It is unfortunately nearly impossible to gain a clear
picture of this view from the materialistically oriented histories of science
available today, as the images are given thoroughly physical translations and
interpretations that most likely distort their original meaning. A suggestion of
this is the fact that the word pneuma -- which can mean air, breath, or spirit
-- is often indifferently translated as air, possibly giving a false physical
impression. In any case, let us try to recreate this pre-Harvey view of the
heart and blood circulation, so that we can see what Harvey tried to cut through with his
razor-sharp intellect.
The main picture of the heart in Galen's writings is that it
serves as the human hearth, the source of innate warmth that then acts to
vitalize the whole body. Breathing provides the pneuma -- air, spirit -- that
provides the nourishment for this warmth, also serving to cool and refresh the
heart by relieving it of burnt and sooty particles. The heart is not regarded
as a muscle, since it does not beat voluntarily, and Galen saw the heart's
pulsating power as having its origin within the heart itself in the heart's
attraction to the air or pneuma it requires for nourishment. The activity of
the heart would thus take place in this way: the heart feels an inner yearning
for air or spirit, and through this powerful force of attraction it draws the
blood fluid or pneuma toward it and dilates, receiving the fluid that is then
driver, by the blood vessels into the heart. Galen conceived that the heart's
exertion came not in expelling the blood by contracting but in attracting and
dilating.
The two sides of the heart, however, serve totally different
functions according to Galen and his followers, in fact belonging to two
entirely different systems of circulation, the venous and the arterial. The
venous system was said to arise like a tree with its roots in the abdominal
organs, particularly the liver, having its trunk in the vena cava leading to
the heart, and then branching throughout the body, including to the right heart
and from there the lungs. The purpose of the venous system was
to draw nourishment from the intestines, distribute it to the liver, where it
was imbued with the spiritus inherent in all natural substance -- natural
spirit -then distributing this natural spirit or vital activity as well as
nourishment to the rest of the body, passing through the right side of the
heart and lungs to nourish them. Venous blood was thought to be formed out of
the chyle from the digestive tract.
The arterial system had its roots in the left heart and its
trunk in the aorta, branching from there to the rest of the body. Some of the
venous blood from the right heart was thought to seep through the
interventricular septum, separating the right and left halves of the heart,
passing through minute channels or pores and entering the left ventricle drop
by drop. There it encountered the vital spirit or pneuma brought to the left
ventricle by the pulmonary vein. The blood was thus permeated with a higher
form of spirit through the respiration connected with the outside world, and
this rarefied, enspirited blood was distributed to the body by the arteries. In
the arteries leading to the brain, the blood was further charged with a higher
form of spirit or pneuma, the animal spirit, distributed by the nerves.
The arterial system, then, had its origin in the heart and
distributed air or pneuma to the body derived from respiration in the lungs and
through the skin. The venous system had its origin in the liver and distributed
nourishment and lower, natural spiritus derived from the chyle. The veins were
thus believed to contain a totally different kind of blood from the enspirited
blood of the arteries, and there was no concept of a continual circulation of
arterial to venous and venous to arterial blood. The two kinds of blood vessels
were explained by the different blood they carried. The veins carried mostly
blood, thick, dense, and sluggish, so that the thinner veins allowed it to move
more freely. The arteries, carrying more air than blood -- air being light and
thin and quick -- were thick in order to keep the air confined, preventing it
from dissipating in the body.
Right up to the time of Vesalius, this picture of the heart
and circulation essentially persisted, with the heart viewed as a kind of
mixing chamber where spirit was created to animate the human being in a
kindling of warmth. The lesser circulation to the lungs was discovered in the
Middle Ages but viewed merely as a way to rid the blood of impurities and to
nourish the lungs themselves. Many incoherent fragments of fluid movement were
thus pictured, but there was no unified view that could adequately explain the
source and ultimate destination of the blood.
So it was understood until the work of William Harvey, who
was born in Kent in 1578, a contemporary of Shakespeare and Lord Francis Bacon.
He attended grammar school in Canterbury and
then went on to Cambridge University, studying at Gonville College,
which had been reorganized by a student of Vesalius in Padua, John Caius. From there Harvey went to the famous medical university in Padua, the university
of Vesalius and
Fabricius, two of the greatest anatomists. Fabricius (1537-1619) was most
famous for his intricate work elaborating the valves in blood veins, and one of
his most diligent students in Padua
was the young Englishman, Harvey. Harvey always
received very high honors, and when he returned to England to practice medicine
shortly after the turn of the century, he moved quickly up the professional
ladder, eventually being appointed Physician Extraordinaire to King James I in
1618 and later Physician Ordinaire to his son, King Charles I. Among his
patients was also Lord Bacon; Bacon's genius did not particularly impress
Harvey, who said of him, "He writes philosophy like a Lord
Chancellor."
From his careful experimental work and observation Harvey developed his view
of the heart and circulation as early as 1616, the year of Shakespeare's death,
but he did not actually dare to put it in writing for the public until 1628,
whereupon his professional prestige suffered considerably. Nevertheless he
continued to work steadily, despite many setbacks personally and
professionally. The Civil War raged in England
from 1639-49, and as Harvey
was obviously a Royalist, his fate suffered after Charles I was beheaded. He
lost all his scientific notes and papers, and after Oxford
fell to the revolutionaries in 1646, when Harvey
was sixty-eight, he gradually retired to a quiet practice of medicine and his
exacting work in dissection. He suffered considerably from attacks of gout,
dying finally in 1657 of a cerebral hemorrhage.
Harvey's
work had a revolutionary effect on his contemporaries, having considerable
impact on the social conscience of his age. Whereas for centuries the blood and
heart had been surrounded by mystery and regarded as the seat of the human
soul, Harvey's
view now seemed to dispel that very mystery and to reduce what had been
believed to be a spiritual substance to a series of tissues with a central,
rhythmically contracting muscular organ.
We all begin with this image of the heart as a mechanical
pump ingrained in us. We have tried here to stir the water in the other
direction to recreate the more ancient picture of the heart as a gathering and
mixing chamber for the spirit, split between two entirely separate
circulations, the lower venous and the more enspirited arterial circulation.
Now let us quickly stop and try to stir the water again in the other direction.
Harvey had many reasons for his discomfort with the materialized remnants of
Galen's pictures, filled as they were with inconsistencies, gaps, and obvious
errors, like that of the blood seeping across from the right to the left side
of the heart. While Harvey
avoided the more unapproachable questions of the origin of spirit, he tried
through meticulous observation to arrive at a consistent and coherent picture
of the blood's movement through the body. In doing so he also totally reversed the
picture of the heart, moving from an image of reception and suction to one of
expulsion and pressure. Having observed that the heart grows pale and small
like a muscle in contraction, he concluded that the heart is indeed a muscle
that acts by squeezing the blood out of its chambers during contraction, rather
than actively receiving blood during dilation. As he wrote,
"So the opposite of the commonly received opinion seems
to be true. Instead of the heart opening its ventricles and filling with blood
at the moment it strikes the chest and its beat is felt on the outside, the
contrary takes place so that the heart while contracting empties. Therefore the
motion commonly thought the diastole of the heart is really the systole, and
the significant movement of the heart is not the diastole but the systole. The
heart does not act in diastole but in systole, for only when it contracts is it
active."
The blood would thus fill the arteries not by their
dilation, attracting the blood toward the periphery, but by the pressure from
the heart's systole: "The arteries dilate because they are filled like
bladders or leathern bottles; they are not filled because they expand like
bellows." Harvey
felt this was proven by the spurts of blood coming from a wounded artery,
corresponding rhythmically to the beat of the heart.
In addition, Harvey
calculated that the amount of blood expelled by the left ventricle into the
aorta in one hour would be 8640 fluid ounces, or three times the weight of a
heavy man in blood (2 ounces of blood per contraction x 72 contractions per
minute x 60 minutes). Where, he queried, could all this blood come from? Surely
not from a little blood seeping across the septum through channels no one could
discover. Surely not enough new blood could be manufactured hourly from the
chyle. He concluded, then, that the massive amount of blood flowing through the
arteries must come from the venous system, that there must be a continuous
circulation of blood in one direction, guided by the action of valves in heart
and veins. The blood, he realized, must be in continuous motion, as motion is
necessary to generate and preserve heat and spirit in the organism. The blood
in the extremities loses its warmth and spirit, growing thick and cold, and
must return to the source, the heart, to take on new heat or spirit.
"The blood is thus more disposed to move from the
circumference to the center than in the opposite direction, were there even no
valves to oppose its motion; whence that it may leave its source and enter more
confined and colder channels, and flow against the direction to which it
spontaneously inclines, the blood requires both force and impelling power. Now
such is the heart and the heart alone. . ."
Harvey
thus conceived the first coherent view of the blood's circulation from arterial
to venous blood and back into the arteries, finally comprehending the role of
the lesser circulation to the lungs in the process. He saw that the venous
blood enters the heart through the right atrium, passes down into the right
ventricle, and from there can exit only via the pulmonary artery to the lungs.
It was a totally new picture that the entire mass of blood in the human body
might be able to pass through the lungs and then back into the heart via the
pulmonary vein, entering the left atrium, moving down into the left ventricle,
and from there up into the aorta and to the periphery of the body.
Without having the possibility of microscopic investigation,
Harvey could
only surmise the transition from arterial to venous blood taking place at the
capillary level. He presumed that the initial force of the heart's pumping
action was also sufficient to impel the arterial blood into the venous system
and then back against the flow of gravity to the heart. He thus described the
circulation in the following way:
"This motion may be called circular in the way that
Aristotle says air and rain follow the circular motion of the stars. The moist
earth warmed by the sun gives off vapors, which, rising, are condensed to fall,
again moisturizing the earth. By this means things grow. So also tempests and
meteors originate by a circular approach and recession of the sun.
"Thus it happens in the body by the movement of the
blood, all parts are fed and warmed by the more perfect, more spiritous,
hotter, and I might say, more nutritive blood. But in these parts this blood is
cooled, thickened, and loses its power, so that it returns to its source, the
heart, the inner temple of the body, to recover its virtue.
"Here again it regains its natural heat and fluidity,
its power and vitality, and filled with spirits, is distributed again. All this
depends on the motion and beat of the heart.
"So the heart is the center of life, the sun of the
microcosm, as the sun itself might be called the heart of the world."
It should be clear from this that although Harvey became convinced that the heart moved
the blood to the body's periphery through pressure, he nevertheless maintained
a more cosmic view of the heart as a source attracting the blood than is now
held by his legion of followers.
We can imagine, I think, the awe and relief that must have
dawned slowly as people gradually took in the simple coherence of this circular
picture of the blood circulation. We take such a picture absolutely for
granted, yet try again to think it away, and you see how difficult it is to
return to a notion that has the gaps and physical inconsistencies of Galen's.
Yet once again, as Rudolf Steiner challenges us to do, let
us stir the water vigorously in another direction. Is it necessary, if we
accept the coherent circulation of the blood discovered by Harvey, also to arrive at the conclusion that
the heart's pressure is the only dynamic means by which this circulation is
active? How can we see the circulation as Harvey
does, moving coherently in a circle, yet not regard the heart's beat as its
impelling force? And how can we regain an understanding of the polarity of the
digestion and the respiration and nerve-sense activity, perceived so clearly by
Galen in his view of the venous and arterial systems, without resorting to conflicting,
unjustifiable hypotheses about the structure and action of the human organism?
How can we truly see the heart as an organ of effect, not of cause, of suction,
not of pressure, of inwardly sensing, not of outwardly impelling? Steiner
points the way as incisively as he does when bringing these two opposing
pictures before us in a moment, creating in us a vortex of picturing activity:
he points us to embryology, where we can see clearly the heart emerging out of
activities already existing within the developing embryo. Here we are guided
through the null-point from matter into spirit. Steiner develops this further
in his lecture cycle, Man, Hieroglyph of the Universe:
" . . . the heart does not work like a pump driving the
blood through the body, but . . . the heart is moved by the circulation, which
is itself a living thing, and the circulation is in its turn conditioned by the
organs. The heart, as can be followed in embryology, is really nothing more
than a product of the blood circulation ... Just as the movement of the heart
is the product of the life force of the circulation, so the Sun is no other
than the product of the whole planetary system. The Sun is the result, not the
point of departure. The living cooperation of the solar system produces in the
center a hollow, which reflects as a mirror ... a hollow space of suction which
annihilates everything within it. A space indeed that is less than hollow ...
What shines to us in the light is the reflection of what first comes in from
cosmic space -- just as the movement of the heart is, as it were, what is
arrested there in the cooperation of the organs, in the blood movement ...
"By following up embryology, we find how the heart is
gradually welded together or piled up, as it were, by the blood circulation,
and it is not a primary form ... To illustrate the idea, let us say we have a
stream of water falling over the rock. It throws up a variety of formations and
then flows on. These formations are caused by the forces of equilibrium and
motion at this place. Now imagine that suddenly all this were to petrify; a
skin would be formed like a wall, then the rest would flow on again, and we
should have an organic structure formed. We should have the current going through the structure, coming out again, and
flowing on further in an altered form. You can imagine something like this in
the case of the flow of blood, as it circulates through the heart."
Harvey himself was intrigued by the questions that
embryology raises, devoting his quiet later years to their study. He asked, in
fact, "Why does blood appear before anything else, and how does it possess
the vital animal principle? How does it desire to be moved here and there, for
which reason the heart seems to be provided?" His fixed thought, however,
apparently prevented him from seeing that the blood, appearing before anything
else in the embryo, was not simply desiring to be moved but was actually in
motion already.
For us to be able to think away the material deposits of the
heart and to conceive the pure inner activity that precedes it is an activity
that in itself sucks us toward the etheric realm. First we look out into the
world and see our whole being scattered in fragments, a single point extended
in every direction to infinity. We then push our thinking inside out, as it
were, and look into our own heart, where the heavens are inverted and the
infinite circle of the periphery is concentrated into a single point. To
explore embryology is to make this same journey continually from point to
periphery, from periphery to point, and this is the method to which Steiner
points us in the exploration of the mysteries of the human heart.
*Based on a talk given at the May 1985 meeting of the
Anthroposophical Therapy and Hygiene Association (ANTRA) in Spring Valley, N.Y.
References
Harvey, William. "An Anatomical Disquisition on the
Motion of the Heart and Blood in Animals" (1628), in Classics of
Cardiology, edited by Fredrick A. Willius, M.D., and Thomas E. Keys. New York: Dover
Publications, 1941.
Sigerist, Henry E. The Great Doctors, A Biographical History
of Medicine. Garden City, N.Y.: Doubleday & Company, 1958.
Steiner, Rudolf. Man, Hieroglyph of the Universe. London: Rudolf Steiner
Press, 1972.
Steiner, Rudolf. Spiritual Science and Medicine. London: Rudolf Steiner Press, 1975.